A company may issue bonus shares, out of __________

Preference shareholders are entitled to vote on every resolution placed before the company at any meeting if the dividend due on such shares are in arrears for a period of _______ years or more.

Which of the following capital is issued at par?

Share means a share in the share capital of a company and includes _________

Register of Sweat Equity Shares is to be maintained in ____

Equity share capital, with reference to any company limited by shares, means all share capital which is not -

An unlisted company may issue a sweat equity share in which of the following condition is fulfilled?

Sweat Equity shares shall not exceed ______ of the paid-up equity capital of the company at any time.

The shares with differential rights shall not exceed ……. Percent of the total post-issue paid-up equity share capital including equity shares with differential rights issued at any point of time.

A company limited by shares ……. Issue any preference shares which are irredeemable.

Company can bring of preference shares by passing _____

The special resolution passed for the issuance of Sweat Equity Shares is valid for a period of ___________

Every preference shareholder shall have a right?

Where the holders of the less than ______ of the issue share of a class did not consent to variation or vote in favour of the special resolution for the variation of shareholders right they may apply to the tribunal to have the variation cancelled:

Every public company having a paid-up share capital of ______ or more shall have whole-time key managerial personnel:

Who has a right to vote in every resolution placed before the company

ABC Ltd wishes to issue equity shares with differential rights, as a company secretary of the company you are advised to guide the Board on maximum percent, the company can issue such shares?

Which of the followings are kinds of share capital?

Which of the following is not true when the company repurchases its own shares?

Which of the following shares can be issued at discount?

Section 162 is not applicable to Shareholders of -

Preference share holders are entitled to vote on every resolution placed before the company at a meeting if the dividend due on such shares are in arrears for a period of ________ or more.

The equity capital with differential voting rights shall not exceed______ of the total post issue paid equity share capital.

Where a company is not in a position to redeem its preference shares, it may redeem unredeemed preference shares by issue of further preference shares with consent of holders of __________ in value of such preference shares.

Preferential allotment of shares can be made by company if authorised by __________ of members.

In case of Redemption of Preference Shares, the Company is required to submit SH-7 to ROC in _______ days.

The detail with respect to issue to DVR shares shall be provided by company in its _________

The ____________ undertakes the guarantee of buying the whole of shares or debenture place before public in the event of non-subscription.

Securities premium cannot be utilised towards_______

Sweat Equity share means equity shares issued by a company to its directors or employee:

A company may issue equity shares with differential rights upon expiry of _____ years from the end of the financial year in which such default was made good.

Notice of right offer shall be despatched to all the shareholders at least ____ days before opening of the offer.

A company limited by shares may, if so authorised by the articles, issue preference shares which are liable to be redeemed within a period of not exceeding ______ from the date of their issue.

A company which has a paid-up share capital of 5 crores or more shall have a whole-time ________

Small Shareholders means a shareholder holding shares of nominal value of not more than _______ or such other sum as may be prescribed.

A company is named as government company if it holds ______% of paid up share capital

Transfer of shares in Partnership firm is

Transfer of shares in the company is

Minimum paid up share capital in case of a public company is _____

Minimum paid up share capital in the case of a private company is _____

For example par value is Rs.10 and it is issued at Rs.15 then Rs.5 is the _________ amount.

________ means the total amount of called up capital on the shares issued and subscribed by the shareholders on capital account.

___________ means the total amount of called up share capital which is actually paid to the company by the members.

__________ share capital has priority both in repayment of dividend as well as capital.

The dividend payable to _________ share holders is payable on fixed figure or percent.

Par value of share means the _______ value of the shares.

The shares of a _______ company can be freely transferable.

The liability of the members of the company can be limited by –

The rules provide that a trust deed in form No_______ or as near to as possible executed by the Co. Issuing debenture in favour of the debenture trustee and within six days of allotment of debenture in other cases.

Register of sweat equity share is not be maintained in

Equity share capital with reference to any co limited by shares, means all shares capital which is not:-

The Shares with differential rights shall not exceed _________ of the total post- issue paid up equity share capital including equity shares with differential rights issued at any point of time.

________ means the total amount of called up capital on the shares issued and subscribed by the shareholders on capital account.

_______ means the total amount of called up share capital which is actually paid to the company by the members.

________ share capital has priority both in repayment of dividend as well as capital.

Par value of shares means the _______ value of the shares.

The shares of a _________ company can be freely transferable.

Investment in which of the following is most risky?

Share premium received by issuing shares can be used for ___________.

A share certificate is required to be signed by_____________

Shares can be issued ____________.

The dividend on preference capital is paid _____________

Share capital of a company means ______________.

The liability of a shareholder in a company limited by shares is ____________.

The share capital of a company may be reduced by __________.

Transfer of share in the company is ______

The stakeholders relationship committee shall meet

The intimation required to be given to the stock exchanges for conducting of the board meeting for considering of financial results shall be given _____ excluding the date of the intimation and date of the meeting

The financial results submitted to the stock exchange shall NOT be signed by

The listed entity shall give notice in advance of ____ (excluding the date of intimation and the record date) to stock exchange(s) of record date specifying the purpose of the record date

The listed entity shall give prior intimation to the stock exchange(s) _____ before at least 2 working days in advance about the Board Meeting

The quarterly financial results submitted to the stock exchange(s) shall be approved by

In stakeholders relationship committee, _____, with at least one being an independent director, shall be members of the committee

The approval of shareholders by special resolution shall be obtained every year, in which the annual remuneration payable to a single non-executive director ____ of the total annual remuneration payable to all non-executive directors, giving details of the remuneration thereof

The listed entity shall prepare and submit un-audited or audited financial results on a half-yearly basis in the format as specified by the Board _______ from the end of the half year in the recognised stock exchange(s)

For transmission or transposition of securities, requests for effecting transfer of securities shall be processed only if the securities are

The amount payable as dividend which _____ the payable-at-par warrant or cheques shall be sent by speed post

The compliance with the corporate governance provisions shall not apply, in respect of the listed entity having paid up equity share capital not exceeding INR 10 crores and net worth not exceeding _____ as on the previous financial year

The Chairperson of the stakeholders relationship committee _____ at the annual general meetings to answer queries of the security holders

The listed entity shall file with the stock exchange the Indian Depository Receipt holding pattern on a quarterly basis _____ of end of the quarter in the format specified by the Board

The listed entity shall recommend or declare all dividend and/ or cash bonuses ______ (excluding the date of intimation and the record date) before the record date fixed for the purpose

The listed entity shall submit annual audited standalone financial results to the stock exchange(s) for the financial year, _______ from the end of the financial year

In the case of in-house share transfer facility, as and when the total number of holders of securities of the listed entity ______ the listed entity shall either register with the Board as a Category II share transfer agent or appoint Registrar to an issue and share transfer agent registered with the Board

The listed entity shall file the reports, statements, documents, fillings and any other information with the recognised stock exchange(s) ____ as specified by the Board or the recognised stoke exchange(s)

The listed entities shall submit a certificate to the stock exchange _______ of the interest or principal or both becoming due that it has made timely payment of interest or principal obligation or both in respect of non-convertible debt securities.

The limited review or audit reports submitted to the stock exchange(s) on a quarterly or annual basis are to be given only by an auditor.

The listed entity shall file with the recognised stock exchange(s) on a quarterly basis, ________, a statement giving the number of investors, complaints pending at the beginning of the quarter, those received during the quarter. Disposed of during the quarter and those remaining unresolved at the end of the quarter.

Every listed entity and its material unlisted subsidiary incorporated in India shall undertake secretarial audit and shall annex with its annual report, a secretarial audit report given by _____ in such form as may be specified with effect from the year ended March 31^st

The listed entity shall submit to the stock exchange a statement showing holding of securities and shareholding pattern separately for each class of securities, within 10 days of any capital restructuring of the listed entity resulting in a change _______ of the total paid up share capital.

The listed entity shall be allowed to change its name subject to compliance of

The top _____ based on market capitalization (calculated as on March, 31^st of every financial year) shall formulate a dividend distribution policy which shall be disclosed in their annual reports and on their websites.

The listed entity is NOT required to intimate the record date to all the stock exchange(s) where it is listed

The listed entity shall submit to the stock exchange(s) a statement showing holding of securities and shareholding pattern separately for each class of securities, _____ of the listed entity resulting in a change exceeding two per cent of the total paid-up share capital

SEBI (LODR) regulations are NOT applicable to

In case of any change or appointment of a new share transfer agent the listed entity shall intimate such appointment, to the stock exchange(s) ____ of entering into the agreement

The listed entity shall submit a quarterly compliance report on corporate governance to the recognised stock exchange(s) ____ from end of each quarter

Every rating obtained by the listed entity with respect to securitised debt instruments shall be periodically reviewed, ____, by a credit rating agency registered by the Board

The listed entity shall submit to the stock exchange(s) a statement showing holding of securities and shareholding partner separately for each class of securities, on a quarterly basis, _____ from the end of each quarter

The quorum for every meeting of the board of directors of the top 1000 listed entities with effect from April 1, 2019 and of the top 2000 listed entities with effect from April 1, 2020 shall be one-third of its total strength or _____.whichever is higher, including at least one independent director

A listed entity shall appoint ______ as the compliance officer

The board of directors of the top 1000 listed entities (with effect from April 1 , 2019) and the top 2000 listed entities (with effect from April1, 2020)shall comprise of

The board of directors of a company shall have an optimum combination of executive and non-executive directors with ______ and not less than fifty per cent of the board of directors shall comprise of non-executive directors

The provisions of SEBI(LODR) Regulation relating to the Risk Management Committee shall be applicable to

The compliance certificate shall be furnished to the SEBI by

Each rating obtained by the listed entity with respect to non-convertible debt securities shall be received

A transaction with a related party shall be considered material if the transaction(s) to be entered into individually or taken together with previous transactions during a financial statements of the listed entity

The listed entity shall submit a compliance certificate to the exchange,________, certifying compliance that all activities in relation to share transfer facility are maintained either in house or by Registrar to an issue and share transfer agent registered with the Board

Number of allottees in the initial public offer shall at least be

The allocation in the net offer category to non-institutional investors shall be not less than

The minimum offer size shall be

The allocation in the net offer category to retail individual investors shall be not less than

The allocation in the net offer category to qualified institutional buyers shall be not more than

A bonus issue, once announced

The minimum trading lot on the stock exchange shall be

The issue shall be opened after at least _____ from the date of filing the offer document with the Registrar of Companies

Subject to the compliance with the provisions of the Companies Act, 2013, a public issue may be opened _____ from the date of issuance of the observations by the Board under regulation 6

The value of specified securities allotted to retail individual investors shall

During the period the issue is open for subscription, advertisement that the issue has been fully subscribed

An issuer shall be eligible to issue warrants which shall ____ from their date of allotment in the rights issue

If the issuer makes a public issue through the book building process. The issue shall be underwritten by

The floor price or the final price shall

A bonus issue shall be NOT made out of

The minimum application size shall be

The promoters of the issuer shall held at least ____ of the post-issue capital

The responsibility of the lead manager(s) shall

The entire pre-issue capital held by persons other than the promoters shall be locked-in for a period of ____ from the date of allotment in the initial public offer

In connection with the issue of securities, what is NOT permissible

An initial public offer of IDRs shall be kept open for at least three working days and

The minimum application amount of an IDR shall be

Allotment pursuant to the special resolution shall be completed within a period of ______ from the date of passing of such resolution

The issuer shall accept bids using

The issuer price _____ of the specified securities

The issuer shall accept bids by using

The issuer shall appoint _____, which are registered with the Board, an lead manager(s) to the issue

The promoters of the issuer shall held ______ of the post-issue capital

The issuer shall not make an allotment pursuant to a public issue if the number of prospective allottees is

An initial public offer shall be kept open for at least three working days and

The promoters shall contribute in the public issue as either to the extent of _____ of the proposed issue size

The lead manager(s) shall submit a final post-issue report along with a due diligence certificate _____ of the date of finalisation of basis of allotment

In case of oversubscription, an allotment of not more than _______ of the net offer to public may be made for the purpose of making allotment in minimum lots

The issuer shall, before the opening of subscription list, deposit with the designated stock exchange, an amount calculated at the rate of ______ of the issue sixe available for subscription to the public

The eligible securities allotted under the qualified institutions placement shall not be sold by the allottee for a period of ____ from the date of allotment, except on a recognised stock exchange

The cap on the price band, and the coupon rate in case of convertible debt instruments, shall be

An issuer making an initial public offer of convertible debt instruments shall comply

For making a rights issue through the fast track route the average market capitalisation of public shareholding of the issuer is

The value of specified securities allotted to any person, except in case of employees, shall _____ for retail investors

An issuer making a rights issue of convertible debt instruments shall ensures that it has obtained

If the issuer proposes to receive subscription monies in calls, it shall ensure that the outstanding subscription money is called ____ from the date of allotment

A public issue may be opened ____ from the date of issuance of the observations by the Board

The cap on the price band, and the coupon rate in case of convertible debt instruments, shall be

The issuer ____ obtain grading for its initial public offer from one or more credit rating agencies registered with the Board

Promoters holding in excess of minimum promoters contribution shall be locked-in for a period of ______ from the date of allotment in the initial public offer

An issuer shall be eligible to make an initial public offer only of it has net tangible assets of ______

The entire pre-issue capital of the shareholders shall be locked-in for a period of _____ from the date of allotment in case of listing pursuant to a public issue or date of listing to case of listing without a public issue

A rights issue of IDR shall be open for subscription in India for a period as applicable under the laws of its home country but in no case less than

An issuer shall be eligible to issue warrants in an IPO subject to the condition that the tenure of such warrant shall ____ from their date of allotment in the initial public offer

If the issuer makes a public issue through the book building process

The floor price or the final price of IDR

“ Green shoe option” means an option of allotting equity shares ______ the equity shares offered in the public issue as a post-listing price stabilizing mechanism

An initial public offer shall be kept open for ______ and not mote than ten working days

The minimum sum payable on application per specified security shall be

The promoters holding in excess of minimum promoters contribution shall be locked-in for a period of

The issuer shall not make an allotment pursuant to a public issue if the number of allottees in an initial public offer is

In case of SME Enterprises, an issuer shall be eligible to make an initial public offer only if its post-issue paid-up capital is less than or equal to

An announcement regarding closure of the issue shall be made only after the lead manager(s) is satisfied that at least ______ of the issue has been subscribed and a certificate has been obtained to that effect from the Registrar to the issue.

For non-underwritten issues, if the issuer fails to refund the entire subscription amount within 15 days from the date of the closure of the issue, it is liable to pay the amount with interest to the subscribers at the rate of ___________ for the period of delay.

For making a rights issue so the fast track route the equity shares of the issuer have been listed on any stock exchange for a period of ________ immediately preceding the reference date.

Where the securities are not allotted and/or application monies are not refunded or unblocked within the prescribed period, the issuers shall undertake to pay interest at the rate of ________ to the investors.

Only such fully paid up equity shares may be offered for sale to the public, which have been held by the sellers for _______ prior to the filing of the draft of offer document.

‘Relevant date’ in case of preferential issue of equity shares, means the __________ on which the meeting of shareholders is held to consider the proposed preferential issue.

‘Anchor Investor’ means a qualified institutional buyer who makes an application for a value of _______ in a public issue on the main Board through the book building process.

The draft offer document filed with the Board shall be made public for comments, if any, for a period of

An issuer shall be eligible to issue warrants in an initial public offer subject to condition that the tenure of such warrants ________ from the date of their allotment in the initial public offer.

An issuer shall be eligible to make an initial public offer only if it has a net worth of ________ in each of the preceding three full years.

In case of book built issue, the price of the specified securities offered to the anchor investor _______

The issuer shall ensure that all transactions in securities by the promoter and promoter group between the date of filing of the draft offer document or offer document, as the case may be, and the date of closure of the issue shall be reported to the stock exchange(s) _______ of such transactions

The minimum subscription to be received in the issue shall be ________ of the offer through the offer document, except in case of an offer for sale of specified securities.

In the case of a revision in the price band, the issuer shall extend the bidding (issue) period disclosed in the red herring prospectus_______

The entire pre-issue capital held by persons offer than the promoters shall be locked in for a period of ______ from the date of allotment in the initial public offer.

The issuer shall, before the opening of the subscription list, deposit with the designated stock exchange, an amount calculated at the rate of ________ of the issue size available for subscription to the public.

‘Book Buildings’ means

An issuer shall be eligible to issue fully convertible debt instruments for financing or for providing loans to or for acquiring shares of any person who is part of the promoter group or group companies if the period of conversion of such debt instruments is __________ from the date of issue of such debt instruments.

The issuer shall stipulate in the offer document the minimum application size in terms of number of specified securities which shall fall within the range of

‘Composite issue’ means

Can a issuer make an initial public offer of convertible debt instruments even without making a prior public issue of its equity share and listing thereof?

An issuer shall be eligible to make a further public offer of convertible debt instruments if

The equity share issued on preferential basis pursuant to any resolution of stressed assets under a frame work specified by the Reserve Bank of India or a Resolution Plan approved by the National Company Law Tribunal under the Insolvency and Bankruptcy Code, 2016 shall be locked in for __________ from the trading approval.

An issuer seeking listing of its specified securities without making a public offer, shall file a draft information document along with the necessary documents with the Board in accordance with this regulation along with the fee as specified in ________ of these regulations.

A listed issuer whose post-issue face value capital is less than ______ may migrate its specified securities to SME exchange if its shareholders approve such migration by passing a special resolution through postal ballot to this effect and if such issuer fulfils the eligibility criteria for listing laid down by the SME exchange

The requirements of minimum promoters contribution shall not apply in case of an issuer

A listed issuer making a preferential issue of specified securities shall ensure that

A public issue shall be kept open for

The amount for general corporate purpose, as mentioned in objects of the issue in the draft letter of offer and the letter of offer

An issuer making an initial public offer of specified securities shall satisfy the conditions of Chapter II of ICDR Regulation

For making a rights issue through the fast track route the annualized delivery based trading turnover of the equity shares during six calendar months immediately preceding the month of the reference date has been based of the annualized trading turn over equity during such six months period.

The Lead Managers shall submit a final post-issue report as specified in part-A of schedule XVII, along with a due diligence certificate as per the format specified in Form-F of schedule-V, _________ of the date of finalization of basis of allotment or within 7 days of refund of money in case of failure of issue.

In the issue size, excluding the size of offer for sale by selling shareholders, ___________ the issuer shall make arrangements for the use of proceeds of the issue to be monitored by a public financial institution or by a scheduled commercial bank named in the offer document as bankers of the issuer.

In case the issuer fails to obtain listing or trading permission from the stock exchange where the specified securities were to be listed, it shall refund through verifiable means the entire monies received ________ of receipt of innovation of stock exchange rejecting the application for listing of specified securities.

The board may exempt any person or class of persons from the operation of all or any of the provisions of these regulations for a period as may be specified but not exceeding ______, for furthering innovation in technological aspect relating to testing new products, process, services, business models etc. in live environment or regulatory sandbox in the securities markets.

The tenure of the convertible or exchangeable eligible securities issued through qualified institutions placement

The issuer making a rights issue of specified securities shall ensure that

In which circumstance an issuer shall be eligible to make an initial public offer.

“Applications Supported by Blocked Amount (ASBA)” means

When an issuer shall be eligible to make a right issue of specified securities?

The issuer shall ensure that transactions in securities by the promoters and promoter group during the period between the date of filling of the draft offer document or offer document, as the case may be, and date of closure of the issue shall be reported to the stock exchange(s) _____ of such transactions

An issuer, whose specified securities are listed on a SME Exchange and whose post-issue face value capital is ______may migrate its specified securities to the main board of the stock exchange if its shareholders approve such a migration by passing a special resolution through postal ballot to this effect and if such issuer fulfils the eligibility criteria for listing laid down by the Main Board

A listed issuer shall be eligible to issue bonus shares to its members if

The SEBI cannot take the following measures

The appeal before the SAT shall be filed _____ from the date on which a copy of the order is made by the SEBI

The SEBI may, in the interest of the investors or securities market, attach for a period not exceeding ______ , bank accounts or order property of any intermediary or any person associated with the securities market

Any person aggrieved by the order of the SEBI may prefer an appeal before the

The accounts of the SEBI shall be examined by

Who are not required to obtain Certificate of Registration from the SEBI

The SEBI may for the protection of investors

For regulating the business in stock exchange and securities market, the SEBI shall have the same powers as are vested in a

The Securities Appellate tribunal (SAT) shall

All sums realised by way of penalties under the SEBI Act shall be credited to the

Who may appear before the SAT

Name the authority which prohibits the use or employ any manipulative or deceptive device in connection with the issue, purchase or sale of any securities listed on a recognised stock exchange

The duty of SEBI towards the capital marks as prescribed in the SEBI ACT is

Any person aggrieved by any decision or order of the SAT may file an appeal to the Supreme Court within ____ from the date of communication of the decision or order of the SAT to him on any question of law arising out of such order.

If any person who is registered as a stock broker with SEBI fails to issue contract notes, he shall be liable to a penalty which shall not be less than one lakh rupees but which may extend to _________ for which the contract note was required to be issued by that broker.

Every search and seizure made by the SEBI during the course of investigation u/s 11(c) shall be carried out in accordance with the provisions of the _____ relating to search or seizures made under that code.

The amount lying in the SEBI General Fund can be utilized for

Where the SEBI has reasonable ground to believe that the transaction in the securities market are being dealt with in a manner detrimental to the investor, it may investigate into the matter and the investigating official may keep in its custody any book or document for __________ and thereafter he shall return it back to such person.

If any person, who is registered as an intermediary and is required under this Act or any rules or regulations made thereunder to enter into an agreement with his client, fails to enter into such agreement, he shall be liable to a penalty which shall not be less than one lakh rupees but which may extend to one lakh rupees for each day during which such failure continues subject to a maximum of ____

While exercising the powers of attachment, the SEBI can attach the property of any person involved in violation of any provision of the SEBI Act, what type of properties can be attached.