All sums realised by way of penalties under the SCRA shall be credited to

The purpose behind enactment of the SCRA was

Any person who is required under SCRA to furnish any information to the recognised stock exchange, fails to do so, shall be liable to a penalty which shall not be less than one lakh rupees but which may extend to one lakh rupees for each day during which the failure continues, subject to maximum of ______ whichever is less for each such failure

A listed company or an aggrieved investor may file an appeal before the Securities Appellate Tribunal against the decision of the recognised stock exchange delisting the securities ______ from the date of the decision of the recognised stock exchange delisting the securities

Any person aggrieved by the order of the SEBI may prefer an appeal before the SAT within a period of ______ from the date on which a copy of the order is received by the applicant

Additional trading floor means a trading ting or trading facility offered by a recognised stock exchange ________ to enable the investors to buy and sell securities through such trading floor under the regulatory framework of that stock exchange

The maximum number of representatives of the stock brokers of the recognised stock exchange to be appointed on the governing board of the recognised stock exchange, which shall

Demutualisation means the segregation of ownership and management from the trading rights of the members of a recognised stock exchange in accordance with a scheme approved by

Every depository shall furnish to ______ information about the transfer of securities in the name of beneficial owner

Any person who is registered as an intermediary with the SEBI and is required under this Act to enter into an agreement, fails to enter into such agreement, such person shall be liable to a penalty which shall not be less than one lakh rupees but which may extend to one lakh rupees for each day during which such failure continues subject to a maximum of

The _____ shall be entitled to all the rights and benefits

Whoever fails to comply with any provisions of the Depositories Act, the rules or the regulations or bye-laws made or directions issued by the SEBI thereunder for which no separate penalty has been provided, shall be liable to a penalty which _____ but which may extend to one crore rupees

A depository shall be deemed to be the _____ for the purposes of effecting transfer of ownership of security on behalf of a ______

Any person aggrieved by an order of the SEBI made, on and after the commencement of the Securities Laws (Second Amendment) Act, 1999, under this Act or the regulation made thereunder, or by an order made by an adjudicating officer under this Act may prefer an apple to

In which condition, the company shall inform the stoke exchange at least two working days that meeting of board of directors is being convened to discuss

How a listed entity can recognise the role of Stakeholders in Corporate Governance

Small shareholder means a shareholder holding shares of nominal value of

A listed company, may upon notice of ______ have a small shareholders director elected by the small shareholders

The small shareholders intending to propose a person as a candidate for the post of small shareholders director shall leave a notice of their intention with the company ______ under their signatures specifying the name, address, shares held and folio number of the person whose namr is being proposed for the post of director and of the small shareholders who are proposing such person for the office of director

Investments made by a company in any property, security or other asset can be made and held

Every listed company and every public company _______ shall have a whole-time key managerial personnel

Every private company which has a paid off share capital of _____ shall have a whole-time company secretary.

‘Arrangement’ includes

The dividend can be paid

Every individual, who acting alone or together, or through one or more persons or trust, including a trust and persons resident outside India, holds beneficial interests, of not less than 25% or such other percentage as may be prescribed, in shares of a company or the right to exercise, or the actual exercising of significant influence or control over the company is called as

In case any securities of a Company are held jointly by A & B , how they can nominate

What are the conditions for issue of equity shares with differential rights like voting rights, claim dividend etc?

The Companies (Share Capital and Debentures) Rules, 2014 shall be applicable for

Can a Company issue bonus shares in lieu of dividend?

Is any Company authorised to issue partly paid up Bonus shares

For refusal to register transfer of shares by a public Company without assigning sufficient reasons within 30 days of delivery of shares to the Company- the remedy available to the aggrieved person is

Can a Company issue shares at a discount – what is its effect?

A Company having limited by shares shall have share capital of ____________

Preferential shareholders shall not have right with regard to

Equity share capital may be issued with

Transfer or allotment of shares to a subsidiary Company by a Holding Company shall be treated as

Which of the condition is required to be fulfilled by a company incorporated after the commencement of the Companies (Amendment) Ordinance, 2019 and having a share capital to commence any business or exercise any borrowing powers unless

GDR can be issued against issue of

GDR can be issued in the following modes

The proceeds of GDR Receipts are required to be deposited in the following manner

Explain the conditions to be observed by a company while issuing GDR (Global Depository Receipt)?

The offer document for the issue of depository receipts shall not be treated as

A company’s eligibility is to be considered as per scheme of the provisions of the ______ while issuing depository receipts.

Under private placement any offer or invitation to subscribe securities must be made to ______ number of persons in the aggregate during one financial year.

The rate of Commission payable to a person involved in subscription of securities of a company

After making any allotment of its securities, each and every Company shall within ____ days file before the ROC a return of allotment in Form PAS-3.

In case of dematerialisation of securities of unlisted Companies, which are from the following is applicable

Unlisted public Companies deals with issue of securities in dematerialised form as per provisions of Rule 9 A. This provision cannot be applied to

Each and every unlisted public Company at the time of issuing securities in dematerialised form shall submit form PAS-6 to the R.O.C. within_______ days from the ending of each half year duly certified by a practising Company Securities or practising Chartered Accountant.

Each and every unlisted Company shall arrange and facilitate dematerialisation of their existing securities by way of applying to a depository and must secure